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Deputy Head of Compliance & Legal | London

this job appointment has expired

Location United Kingdom,

Remuneration competitive

Employment type perm

Updated 12th Sep 2017

Company Selby Jennings

Contact Not disclosed

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Leading Global Brokerage / Financial Services Firm looking for Deputy Head of Compliance & Legal | London


A leading global brokerage is looking for a senior compliance and legal professional to sit directly underneath the Global Head of Compliance with the incumbent eventually then taking over as Head. With the position being a hybrid role, candidates must have experience across Compliance, Legal and Regulatory functions and be a qualified lawyer.

The role will have excellent exposure from the off, to both board level senior management and a variety of front office business lines. With the growth plans of the firm, this role will also have the opportunity to expand their own function.

Desired Experience

  • Fully qualified lawyer, with experience practicing in the UK
  • Excellent knowledge of financial regulations affecting brokerage firms in the UK (FCA, AMF, EMIR and generally MiFID rules)
  • Proven experience in the Review and negotiation ISDA Agreements and financial agreements such as Listed Derivatives Clearing Agreements, Brokerage Terms, Exchange Agreements/ Memberships
  • Strong communication skills
  • Ability to draft commercial contracts

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