The Gateway to Algorithmic and Automated Trading

VP Audit Manager - Capital Markets

this job appointment has expired

Location United States,

Remuneration $130,000 - $160,000

Employment type perm

Updated 13th Feb 2018

Company Selby Jennings

Contact Tony Hanna (NY)

Phone +1 646 759 4560

Email click here

A Tier One US Investment Bank is seeking to hire a qualified audit individual to join their industry leading Capital Markets Audit Team at the VP Audit Manager level. This individual will focus on equities trading (including equity derivatives, cash equities, stocks) and fixed income trading (such as securitized products, bonds, derivatives). Candidates should have expertise in at least one of these spaces. Candidates joining this team will have an opportunity to work directly with front office individuals to better their controls environment and will have unique access to senior management as they support a flat and highly collaborative work environment. This team is currently in a rapid expansion phase, therefore any candidate joining this team now will be on a fast track to management.


  • Plan, report and lead audit engagements in line with trading activities across both equity trading desks and fixed income trading desks
  • Liaise with front office individuals to understands their perspective on internal controls, and develop relationships with these individuals to devise harmonious solutions
  • Analyze processes across the business to identify risk and control points of the environment
  • Work with senior management within the Audit department to design and plan audits
  • Serve as the liaison with other managers, directors, external and internal staff to coordinate new initiatives or to address needs.


  • 6 years of experience working within audit or risk related fields
  • Strong knowledge of either equity or fixed income products
  • In-depth knowledge of capital markets processes, trading operations, and how front office teams function
  • Bachelors or Masters degree in accounting, finance or other related fields
  • CPA or CIA are preferred but not required
  • Strong written and verbal communication skills

Financial Job Opportunities | Automated Trader