The Gateway to Algorithmic and Automated Trading

Testimonies from hearing on 'The Role of Regulation in Shaping Equity Market Structure and Electronic Trading'

First Published 10th July 2014

Testimony from ICE, Citadel, Invesco and Kor Group at the Committee on Banking, Housing, and Urban Affairs hearing on 'The Role of Regulation in Shaping Equity Market Structure and Electronic Trading.'

The Committee on Banking, Housing, and Urban Affairs met in OPEN SESSION on Tuesday July 8 2014 to conduct a hearing entitled 'The Role of Regulation in Shaping Equity Market Structure and Electronic Trading.'

The witnesses on Panel I were: Mr. Jeffrey Sprecher, Founder, Chairman and Chief Executive Officer, Intercontinental Exchange, Inc.; Mr. Kenneth Griffin, Founder and Chief Executive Officer, Citadel LLC; Mr. Kevin Cronin, Global Head of Trading, Invesco, Ltd; Dr. James Angel, Associate Professor of Finance, Georgetown University McDonough School of Business.

The witnesses on Panel II were: Mr. Thomas Wittman, Executive Vice President, Global Head of Equities, The NASDAX OMX Group, Inc.; Mr. Joe Ratterman, Chairman, President and Chief Executive Officer, BATS Global Markets, Inc.

Witnesses

Panel 1

  • Mr. Jeffrey Sprecher [view testimony]
    Founder, Chairman and Chief Executive Officer
    Intercontinental Exchange, Inc.
  • Mr. Kenneth Griffin [view testimony]
    Founder and Chief Executive Officer
    Citadel LLC
  • Mr. Kevin Cronin [view testimony]
    Global Head of Trading
    Invesco, Ltd
  • Dr. James Angel [view testimony]
    Associate Professor of Finance
    Georgetown University McDonough School of Business

Panel 2

  • Mr. Thomas Wittman [view testimony]
    Executive Vice President, Global Head of Equities
    The NASDAQ OMX Group, Inc.
  • Mr. Joe Ratterman [view testimony]
    Chief Executive Officer
    BATS Global Markets, Inc.
  • Mr. David Lauer [view testimony]
    President and Managing Partner
    KOR Group LLC