Automated Trader Search Results for regulation nms

Subscribe to the RSS feed for this search

Lava Announces Major Enhancements to Sell-Side Products
FREE ARTICLELava Trading Inc. today announced the completion of significant enhancements to its sell-side products, including the Lava ColorBook(R) system and Lava Trading Floor(R). The updates to ColorBook, Lava Trading Floor and other products reflect the continual read this
Tech Forum: Data - The Exploding Supernova
FREE ARTICLEWith: - Mark Palmer, general manager and vice president of Apama Products, a division of Progress Software - Dr John Bates, founder and vice president of Apama Products, a division of Progress Software - John Coulter, vice president of marketing and read this
MarketXS and Apama team to deliver hosted algo trading services
FREE ARTICLEMarketXS, has announced that it has signed a letter of intent with Progress Apama. The MarketXS - Progress Apama partnership aims to deliver a standard version of Progress Apama's algorithmic trading engine to mid-sized financial institutions, as a funct read this
Securities Industry Faces Unprecedented Challenges to Enhance Order Routing, Storage and Bandwidth in Compliance with Reg NMS Order Protection Rule
FREE ARTICLEThe TABB Group, in a new report, ?The Reg NMS Order Protection Rule: Preparing for the Impact,? says implementing the Securities and Exchange Commission?s Regulation NMS Order Protection Rule 611 will have an unprecedented and drastic impact on the equit read this
CHX launches automated trading system
FREE ARTICLEThe Chicago Stock Exchange (CHX) has announced the launch of its new fully automated trading system in which participants - from any location - can submit orders for immediate display, execution and cancellation. CHX provides an opportunity read this
Exchange Views: ISE - Automation Inspiration
FREE ARTICLEIn April of this year, the International Securities Exchange announced that it would be entering the equities market through the launch of the ISE Stock Exchange. AT talks to David Krell, President and Chief Executive Officer of the ISE about this initiat read this
AT Round Table: Pre-trade analytics - expectations and reality
FREE ARTICLEPre-trade analytics have become an integral part of the workflow for algorithmic traders. We asked four major sellside banks for their views on some of the current and emerging themes in analytics. With: - Chris Biscoe, Head of US Ecommerce, Barclays C read this
Hedge Fund Back Offices - Sinking or Swimming in the Algo Flood?
FREE ARTICLEHedge funds have been a major factor in the growth of algorithmic trading, but how are they and their prime brokers responding to the impact that algorithmic and automated trading have had on the back office? read this
Catching up with technology: The impact of regulatory changes on ECNs/MTFs Part 1
FREE ARTICLEIn recent years the landscape of trading venues has been transformed by technological advances. New trading concepts and infrastructures along the securities trading value chain have been established. With RegNMS ("Regulation National Market System") in read this
Catching up with technology: The impact of regulatory changes on ECNs/MTFs Part 2
FREE ARTICLEIn recent years the landscape of trading venues has been transformed by technological advances. New trading concepts and infrastructures along the securities trading value chain have been established. With RegNMS ("Regulation National Market System") in read this
OES Begins Operating of Outbound Router Facility for Philadelphia Stock Exchange
FREE ARTICLEFeb 21st 2007 - Order Execution Services Holdings, Inc. (OES), announced today that its PRO Securities, LLC subsidiary (PRO) is now operating as an outbound router exchange facility of the Philadelphia Stock Exchange (PHLX). PRO is providing integral Nati read this
MiFID and data management dominate debate at TSAM 2007
FREE ARTICLEMar 9 2007 - Delegates at Technology Solutions for Asset Management 2007 find lack of clarity on detailed MiFID regulations still an obstacle facing buy-side firms in reaching the November 2007 deadline. read this
Firefly Capital upgrades Orion G execution management system - Trading Platform News
FREE ARTICLEMar 12 2007 - Firefly Capital, Inc. known for venue aggregation, central clearing, and fast DMA stock trading, today announced the release of a new version of its ORION G series Execution Management System (EMS). read this
Pretests for genetic-programming evolved trading programs: “zero-intelligence” strategies and lottery trading - Part 1
FREE ARTICLEIn this paper, we discuss a series of pretests, based on several variants of random search, aiming at giving more clearcut answers as to whether a GP scheme, or any other machine-learning technique, can be effective with the training data at hand. Precise read this
Investment on High-Speed, Advanced-Trading Infrastructure Value Chain across Asset Classes to Hit $860M in 2007, Rising to $1.3B by 2010, Says TABB Group
FREE ARTICLEApril 2, 2007 - In 2006, over half of institutional equities trades in the US were executed through direct market access (DMA), algorithms, programs or crossing networks and with steady growth in every electronic execution channel that percentage will inc read this
ULLINK Incorporates Progress Apama Algorithmic Trading Capabilities into Product Portfolio
FREE ARTICLEApril 12, 2007 - Progress Software Corporation, a global supplier of application infrastructure software used to develop, deploy, integrate and manage business applications, today announced its strategic partnership with global provider of electronic trad read this
High frequency data analysis
FREE ARTICLEAs the requirements for storing, manipulating and deriving intelligence from ever larger data sets continue to expand, techniques and technology have to keep pace. Brian Sentance, CEO of Xenomorph, outlines some of the prerequisites. read this
Liquidity sensing and smart order routing
FREE ARTICLERegulation in both the US and Europe is having a significant impact on smart order routing in relation to best execution and venue selection. An important part of the routing process revolves around the sensing of hidden liquidity. read this
Interactive Data Announces Wide-Ranging MiFID Offerings
FREE ARTICLEApril 25, 2007 - Interactive Data Corporation, a provider of financial market data, analytics and related services, today announced that the expertise across its businesses has been brought together to offer a broad, cohesive range of data and services to read this
Eurex and ISE to Create Largest Transatlantic Derivatives Marketplace
FREE ARTICLEMay 1, 2007 - Eurex and International Securities Exchange (ISE) announced today that they have signed a definitive agreement under which Eurex will acquire ISE for approximately USD 2.8 billion in cash, or USD 67.50 per share. The combination will be impl read this
UNX enhances order management tools
FREE ARTICLEMay 2, 2007 - UNX, Inc., the market structure specialists and electronic trading technology company, today announced that it has enhanced its advanced execution toolset to address market structure changes following the launch of Phase I of Regulation Nati read this
National Stock Exchange Begins Publishing Key Monthly ETF Data
FREE ARTICLEJuly 10, 2007 - National Stock Exchange (NSXSM) today launched the publication of month-end data reports on U.S. listed Exchange-Traded Funds (ETFs). Beginning with the June 2007 Report issued today, NSX will publish this key ETF data promptly following t read this
Towergroup finds MiFID And Reg NMS may drive 900% increase in amount of market data published by 2012
FREE ARTICLEJuly 31, 2007 - Designed to improve competition and level the playing field for investors, the EU Markets in Financial Instruments Directive (MiFID) and the US Regulation National Market System (Reg NMS) are poised to drastically change the way the global read this
Charles River Development Expands Regional Presence in Japan
FREE ARTICLEAugust 23, 2007 — Charles River Development, today announced the expansion of its global operations with a regional office in Tokyo, Japan. read this
Lightspeed Goes Live with Portfolio Margining Service
FREE ARTICLESeptember 10, 2007 - Lightspeed Holdings announced today that its first retail automated trading client began utilizing portfolio margining to potentially increase its capital leverage and margin flexibility when trading. read this
Tervela Releases Hardware Accelerated Messaging Platform for Extreme Financial Data Volumes
FREE ARTICLESeptember 18th, 2007—Tervela has announced a hardware accelerated messaging platform that gives the global banking industry the capacity to outpace the explosion of volume and volatility spurred by increasing levels of automation, regulation, and the emer read this
Gen Re Capital GmbH Selects Charles River to Automate Front-Office Operations and Monitor German Investment Regulation Compliance
FREE ARTICLENovember 6, 2007 — Charles River Development has announced that Gen Re Capital GmbH has selected the Charles River Investment Management System as its front office solution. read this
The Smart Money
REGISTERED VIEWERSAs MiFID opens the door to competition between equity trading venues in Europe, Chris Hall looks at how algorithmic trading will adapt to the new era of fragmented liquidity. read this
First-mover Advantage?
REGISTERED VIEWERSAlready offering cheaper, quicker pricing on French, German, Dutch and UK equities, Chi-X is the first tangible evidence of the challenge to Europe’s stock exchanges unleashed by MiFID. Director Peter Randall talks to AT about the forces driving liquidity read this
Algorithms Where do we (and you) go from here?
FREE ARTICLEA whole industry has developed around algorithmic trading. Connferences, exhibitions, publications carrying articles (not dissimilar to this one) and advertising are but a few of the activities that are providing employment and profits for many. On top read this
BIDS Trading Selects OES MarketGroup for Reg NMS Linkages
FREE ARTICLEDecember 18th 2007 - OES MarketGroup and BIDS Trading, L.P. have announced the signing of an agreement for OES to provide linkages and agency brokerage services that will enable BIDS Trading to access protected quotations at all Regulation NMS-automated t read this
National Stock Exchange Announces Bloomberg Tradebook Live on FINRA/NSX Trade Reporting Facility
FREE ARTICLEJanuary 9th 2008 - National Stock Exchange has announced that Bloomberg Tradebook LLC has migrated their matched trade reports to the FINRA/NSX Trade Reporting Facility. Bloomberg began trade reporting over-the-counter transactions in all symbols to th read this
Canada's Market Regulation Services issues warning on algorithmic trading systems
FREE ARTICLEJanuary 21st 2008 - Canada's Market Regulation Services Inc. (RS) has issued a bulletin warning about the added risks of using algorithmic trading systems, and spelling out the supervisory obligations of firms using them. RS suggests that orders entered t read this
Surge in data volumes fuels appetite for Vhayu Tick Processing Engine as company adds 29 new customers in 2007
FREE ARTICLEJanuary 29th 2008 - Vhayu has announced that 29 new customers from across the globe were added to its client roster during 2007, tripling the company’s revenue in the process. The new customers have licensed Vhayu Velocity either directly from the company read this
The Blame Game
REGISTERED VIEWERSWhen things go wrong, the reflex reaction is to apportion blame. When things go wrong in the financial markets, who will the regulators be pointing their fingers at? read this
TABB Group Says, 'The U.S. Financial Markets are in Full-Out, No-Holds-Barred, Free-For-All Radical Change'
FREE ARTICLEMarch 5th 2008 - The U.S. financial markets are not just in flux, they are in full-out, no-holds-barred, free-for-all radical change. Not only have the national exchanges become fully electronic, but, according to TABB Group in a new industry study publis read this
TABB Group Says Use of Equity Post-Trade Transaction Cost Analysis (TCA) Among US and European Firms Will Hit 90% by 2009
FREE ARTICLEMarch 11th 2008 - According to a new industry study released today by TABB Group, “Imperfect Knowledge: International Perspectives on Transaction Cost Analysis,” equity post-trade transaction cost analysis (TCA) usage among U.S. and European firms will re read this
RTS To Offer Access to Turquoise
STILL EDITINGApril 22nd, 2008 - RTS Realtime Systems Group, announced that it has committed to provide connectivity to the new European equity trading venue, Turquoise, which will be launched in September. read this
Liquidnet Continues Record Global Pace
STILL EDITINGApril 24th, 2008 -Liquidnet today announced it posted its third consecutive quarter of double digit volume growth in the US, expanded its global footprint to five continents with a record-setting debut in Australia(1), and continued its more than 75 pe read this
Do Black Swans Swim in Dark Pools?
QUALIFIED REGISTRANTS & SUBSCRIBERSThe continued rise of dark liquidity and the development of more sophisticated execution algorithms could increase regulatory obligations on brokers and/or exchanges, according to Mary Lou Von Kaenel, Managing Director, Management Consulting, Jordan & J read this
Just a lot of hot air?
QUALIFIED REGISTRANTS & SUBSCRIBERSWhy, in the era of webinars, wikipedia and www.automatedtrader.net, do people still go to conferences? read this
SIFMA: SunGard launches Brass Liquidity Services for equities trading
FREE ARTICLESunGard’s Brass Liquidity Services, a suite of market access solutions for both buy- and sell-side institutions, was launched today. read this
TABB Group Says Low-Touch Electronic Trading in Europe to Generate 2.1 Billion Euros in Commission Revenue by 2010 as Sales Trader Use Declines
STILL EDITINGJune 18th, 2008 - According to a new industry benchmark research study published today by TABB Group, “European Equity Trading 2008: Liquidity, MiFID and the Brokerage Relationship,” low-touch electronic trading across the European equit read this
A basket of abstractions
SUBSCRIBERS ONLYFirst person in the Q3 issue is South Africa-based subscriber Schalk Myburgh, Business Analyst, Nedbank Equity Capital Markets, who shares his experience of automated and algorithmic trading on the Johannesburg Stock Exchange with editor William Essex. read this
Only the versatile need apply
SUBSCRIBERS ONLYLegal and General Investment Management (LGIM) has some £300bn in assets under management invested globally. Almost half of this is invested in equities. Mary McCave, LGIM’s senior equity dealer, discusses how LGIM’s trading desk stays o read this
Chris Jackson of Merrill Lynch Elected as Co-Chair of the FPL EMEA Regional Committee
FREE ARTICLEJuly 18th, 2008 - FIX Protocol Limited (FPL) has announced that Chris Jackson, Director of Equity Markets at Merrill Lynch, has been elected as Co-Chair of the FPL EMEA Regional Committee read this
NYSE Floor Brokers Get New Tools
FREE ARTICLEAugust 4th, 2008: The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), is rolling out two new technologies that, respectively, give brokers on the NYSE trading floor the ability to trade algorithmically, and strengthen the brokers' ability read this
Vox Pop: the short selling debate ignites
FREE ARTICLEThe bans on short selling have caused a huge furore in the industry, so in the first of its new Vox Pop series, Automated Trader has been getting the view from the sharp end. read this
New Levels of Competition Will Lead to a Rapid Transformation of Equity Trading Across Europe, Says TABB Group
FREE ARTICLEOctober 8th, 2008 - In the Lit Markets, MTFs will battle with incumbent exchanges and one another to win 21% market share read this
EU's Almunia: Making Progress but More Needed
FREE ARTICLEJoaquin Almunia, EU economic and monetary affairs commissioner, said advances have been made towards a solution to the financial crisis -- but the ultimate solution will not be easy or immediate. Changes will be necessary to the system, including bette read this
FED's Stern Lays Out Potential Specifics of Banking Regulation; Pessimistic on Unemployment, Spending
FREE ARTICLEIn a speech today Minneapolis FED president Gary Stern offers some of the first specific proposals to boost oversight of the US banking sector. Stern: * Raises the spectre of broadening definition of when banks may need to be closed â€“ when t read this
Frank - financial crisis due to lack of regulation
FREE ARTICLEFailure to regulate subprime mortgages, derivatives caused crisis.Â CDS and other instruments will be regulated.Â Urges support for state and local governments because they are one bright spot in jobs picture.Â Not sure read this
EU's Almunia: Must Change IMF; EU-Wide Supervisor Possible
FREE ARTICLEFinancial institutions such as the IMF need to change better reflect their participants, said Joaquin Almunia, the EU'sÂ Commissioner for Economic and Monetary Affairs. Almunia called for better regulation of the 'shadow' ban read this
Bush to Slash Govt Regulation --2
FREE ARTICLEThe Bush administration is considering a number of measures that would deregulate a range of sectors, the Washington Post reports. Such moves would be difficult for further governments to be reversed, the paper said. The regulations to be relaxed focus on read this
Short Selling and Risky Margin
SUBSCRIBERS ONLYSince Automated Trader’s Q3 issue hit your desktops, we have been living in interesting times. In our conversations with you in the last few weeks before going to press, two things have been top of your agendas: The short selling ban on financia read this
Saved by the bells?
SUBSCRIBERS ONLYIt’s not every MTF in Europe that has its own bell to sound the start of trading, but much of the comment on MiFID’s first year does have a celebratory ring to it. William Essex goes in search of harmony in a fragmented market. read this
Building a better autoBRIC
SUBSCRIBERS ONLYAutomated Trader spoke to a range of market participants in Brazil, to gauge the take-up of automated and algorithmic trading in the ﬁrst of the BRIC economies. read this
Flaherty Advocates Tighter National Regulations
FREE ARTICLEY/day at the federal and provincial finance ministersâ€™ meeting, Jim Flaherty, the federal finance minister, indicated that his government is bent on creating a national securities regulator with the power to supervise capital markets in every prov read this
Equities Close
FREE ARTICLEEquities finished significantly lower with the Dow down 3.8% to 8497, the S&P falling 4.2% to 873 and Nasdaq plunging 5% to 1517. The S&P500 sold off the entire morning and hit a low of 870 at lunch. It then rallied in the afternoon to complete read this
US Opening Comments
FREE ARTICLEUS equities are pointing lower this morning after European and Asian stocks sold off, with Dow and S&P futures both down 1.1%. Nasdaq futures are off 1%. GDP data showed that Japan is officially in a recession, and Citigroup is expected to announce up read this
Carney: There Need for International Monitoring
FREE ARTICLEIn a speech addressing the UK Chamber of Commerce Mark Carney, governor of the BOC made some suggestion on building continuous markets. He said that even under stress core markets such as interbank lending, commercial paper and repo for high-quality secu read this