Compliance Financial Trading Industry News, Articles & Insight
- IHS Markit launches compliance service for RTS 28
22nd August 2017 - New solution addresses complex trade reporting requirement of MiFID II
- AQMetrics announces Appian and Macrosynergy as latest clients
22nd August 2017 - Providing support for AIFMD Annex IV Reporting and CPO-PQR rules
- KY3P by IHS Markit adds Shared Assessments' Standardized Information Gathering questionnaire
16th August 2017 - New questionnaire addresses due diligence needs for both institutions and vendors
- Thesys expands Market Structure platform for broker- dealer regulatory reporting compliance
10th August 2017 - Thesys Technologies is expanding its Market Structure Technology platform offering to broker-dealers for regulatory reporting and compliance solutions
- Green Key patents speech recognition for Wall Street
9th August 2017 - GreenKey awarded patent for speech-to-text engine designed for financial markets
- Thomson Reuters adds MiFID II research unbundling to Eikon
9th August 2017 - New entitlement solution and product alignments can improve compliance and productivity for buy-side clients
- Nordea implements CommciseBuy for RPA compliance
8th August 2017 - Large Nordic Asset Manager implements Commcise to deliver MiFID II Research Payment Accounting
- NEX expands Harmony network for MIFID II
7th August 2017 - NEX Optimisation has enhanced its existing messaging services to help clients prepare for the 3 January 2018 MiFID II go-live
- Belize's Central Bank adopts SWIFT Sanctions Screening
1st August 2017 - Move to strengthen compliance programs across the Latin American region
- Smart Communications partners with Lombard Risk
28th July 2017 - Offering provides buy-and sell-side firms with a cloud-based digital contract negotiation platform to automate margin call management.
- Thomson Reuters preps for MiFID II FX derivatives requirements
27th July 2017 - Company enhances FXall and FX Trading desktops and begins customer onboarding to its regulated Multilateral Trading Facility.
- Nasdaq to acquire surveillance provider Sybenetix
25th July 2017 -
- TP ICAP appoints Bloomberg Entity Exchange for key MiFID II compliance role
24th July 2017 - Bloomberg's technology platform to help TP ICAP clients register onto new trading venues ahead of the introduction of MiFID II.
- QuantHouse introduces algo-trading stress testing for MiFID II
18th July 2017 - Quanthouse new algo-trading stress testing solution to be hosted at Interxion in London.
- Nigerian Exchange deploys Nasdaq market surveillance tech
18th July 2017 - The Nigerian Stock Exchange goes live with Nasdaq SMARTS market surveillance technology.
- Bats Europe rolls out penultimate MiFID II software release
18th July 2017 - Latest software release includes all major changes needed for MiFID II compliance, as Bats Europe nears full operational readiness for MiFID II.
- SWIFT extends KYC Registry membership to all supervised financial institutions
17th July 2017 - Community-driven move aims to increase transparency and support know your customer compliance across the industry.
- IHS Markit launches RPA solution
29th June 2017 - New RPA solution from IHS Markit addresses MiFID II challenge for the buyside.
- OTAS joins TS Partner Program
29th June 2017 - Partnership addresses pre and post trade best execution requirements.
- Charles River and UnaVista automate transaction reporting
28th June 2017 - Charles River and UnaVista partner to automate transaction reporting as part of MiFID II solution.
- GoldenSource and McObject launch RegTech EDM solution
27th June 2017 -
- Earthport chooses Accuity to power payments platform
26th June 2017 - Earthport chooses Accuity for tailored payments and compliance solution.
- TORA and UnaVista partner for MiFID II transaction reporting
22nd June 2017 - TORA partners with London Stock Exchange Group's UnaVista for MiFID II transaction reporting.
- Eze Software launches MiFID II commission management platform
22nd June 2017 - Cloud solution aims to cover full MiFID II workflow.
- Nasdaq's BWise and KPMG to provide GRC solutions
21st June 2017 - Nasdaq's BWise and KPMG partner to provide comprehensive Governance, Risk Management and Compliance solutions.
- Broadridge launches SFTR trade reporting solution
20th June 2017 - Broadridge trade reporting solution addresses ESMA's SFTR regulatory change.
- IHS Markit and Deloitte address MiFID II compliance for outreach and repapering
19th June 2017 - Strategic alliance to provide holistic managed service powered by Outreach360 technology.
- SmartStream RDU announces reference data service for MiFID II
15th June 2017 - The SmartStream Reference Data Utility announces fully Integrated Reference Data Service for MiFID II.
- BlackBerry and VoxSmart partner for MiFID II compliance
13th June 2017 - BlackBerry UEM and VSmart enable firms to capture, record, store and analyze mobile voice, text and third-party instant messaging apps.
- ResearchPool launches MiFID II solution - TRUE
13th June 2017 - Tool for Research Usage and Evaluation (TRUE) enables MiFID Il compliant research management and control.